Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SAGEPOINT FINANCIAL INC.
133763
STEVEN J. YAZBECK
2293457
STEVEN YASBECK
2293457
SAGEPOINT FINANCIAL, INC
2326918
SAGEPOINT FINANCIAL, INC.
133763
STEVEN J. YAZBECK
2293457
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-12-14
D/A
$2,751,023.00
Yes
$0.00
No
2017-11-22
D/A
$2,751,023.00
Yes
$0.00
No
2017-11-03
D/A
$2,751,023.00
Yes
$0.00
No
2017-11-01
D/A
$4,263,070.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-10-24
D/A
$4,263,070.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-10-18
D/A
$2,751,023.00
Yes
$0.00
No
2017-10-06
D/A
$4,263,070.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-09-28
D/A
$2,751,023.00
Yes
$0.00
No
2017-09-26
D/A
$4,263,070.00
Yes
$0.00
No
2017-09-20
D/A
$2,751,023.00
Yes
$0.00
No
2017-09-12
D/A
$4,263,070.00
Yes
$0.00
No
2017-09-12
D/A
$2,751,023.00
Yes
$0.00
No
2017-09-08
D/A
$2,751,023.00
Yes
$0.00
No
2017-08-29
D/A
$4,263,070.00
Yes
$0.00
No
2017-08-14
D/A
$4,263,070.00
Yes
$0.00
No
2016-03-11
D/A
$2,318,333.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
2015-12-07
D/A
$2,318,333.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
2015-11-30
D
$2,318,333.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.