Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

COMMONWEALTH FINANCIAL NETWORK
8032
RICHARD S. GRUND, JR.
2284738
COMMONWEALTH FINANCIAL NETWORK
8032
RICHARD GRUND
2284738
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-07-06
D/A
$10,256,078.00
Yes
$0.00
No
2023-05-11
D/A
$10,256,078.00
Yes
$0.00
No
2023-03-29
D/A
$10,256,078.00
Yes
$0.00
No
2023-03-13
D/A
$10,256,078.00
Yes
$0.00
No
2023-02-14
D/A
$10,256,078.00
Yes
$0.00
No
2013-01-02
D/A
$700,704.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-11-28
D/A
$700,704.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-11-02
D/A
$700,704.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-10-24
D/A
$700,704.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-10-10
D/A
$700,704.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.