Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

HERALD INVESTMENT MARKETING, LLC

285573

DANIEL C BURNS

2269946

INDEPENDENT BROKERAGE SOLUTIONS LLC

153563

DANIEL C BURNS

2269946

INDEPENDENT BROKERAGE SOLUTIONS LLC

153563

DANIEL C BURNS

2269946

Companies

Company Name

AVG BASECAMP 2021

AVG - SEPTEMBER 2020 TOTAL ACCESS FUND Q

AVG - SEPTEMBER 2020 TOTAL ACCESS FUND A

AVG DEEP TECH FUND 1Q

AVG DEEP TECH FUND 1

RING VENTURES FUND 1Q, LLC

AVG - DECEMBER 2020 TOTAL ACCESS FUND Q

AVG - DECEMBER 2020 TOTAL ACCESS FUND A

AV HEALTHTECH FUND 3, LLC

CASTOR VENTURES FUND 8, LLC

TRIPHAMMER VENTURES FUND 6, LLC

CASTOR VENTURES FUND 8Q, LLC

TRIPHAMMER VENTURES FUND 6Q, LLC

AV - JUNE 2023 TOTAL ACCESS FUND A, LLC

AV STADIUM AVENUE VENTURES FUND 1, LLC

AV AI FUND 3Q, LLC

CHESTNUT STREET VENTURES FUND 7Q, LLC

GREEN D VENTURES FUND 10, LLC

AV GROWTH FUND 3Q, LLC

SPIKE VENTURES FUND 7Q, LLC

AV AI FUND 3, LLC

CHESTNUT STREET VENTURES FUND 7, LLC

AV GROWTH FUND 3, LLC

GREEN D VENTURES FUND 10Q, LLC

WESTWOOD VENTURES FUND 4, LLC

SPIKE VENTURES FUND 7, LLC

116 STREET VENTURES FUND 5, LLC

STRAWBERRY CREEK VENTURES FUND 7, LLC

AV - MARCH 2023 TOTAL ACCESS FUND A, LLC

AV - DECEMBER 2022 TOTAL ACCESS FUND A, LLC

AV - DECEMBER 2022 TOTAL ACCESS FUND Q, LLC

AVG - SEPTEMBER 2022 TOTAL ACCESS FUND Q, LLC

AVG - SEPTEMBER 2022 TOTAL ACCESS FUND ANNUAL A, LLC

AVG - SEPTEMBER 2022 TOTAL ACCESS FUND A, LLC

AV EMMET STREET VENTURES FUND 1Q, LLC

AVG DEEP TECH FUND 3, LLC

AVG DEEP TECH FUND 3Q, LLC

SPIKE VENTURES FUND 6Q, LLC

AV BLOCKCHAIN FUND 4, LLC

CASTOR VENTURES FUND 7Q, LLC

AV HEALTHTECH FUND 2, LLC

CASTOR VENTURES FUND 7, LLC

AV GROWTH FUND 2, LLC

NASSAU STREET VENTURES FUND 5, LLC

People

Name

MICHAEL COLLINS

Filings

Filing Date

Filing Type

Sales Commission

Estimate?

Finders' Fee

Estimate?

Commission/Fee Clarification

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D/A

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D/A

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D/A

$75,000.00

Yes

$0.00

No

D/A

$75,000.00

Yes

$0.00

No

D/A

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$0.00

No

$0.00

No

D

$11,063.00

Yes

$0.00

No

D

$13,190.00

Yes

$0.00

No

D

$75,000.00

Yes

$0.00

No

D

$4,000.00

Yes

$0.00

No

D

$4,250.00

Yes

$0.00

No

D

$0.00

No

$0.00

No

D

$0.00

No

$0.00

No