Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NEWPORT GROUP SECURITIES, INC.
29722
KENNETH DAYTON
2257725
NEWPORT GROUP SECURITIES, INC
29722
KENNETH DAYTON
2257725
NEWPORT GROUP SECURITIES, INC
29722
KENNETH DAYTON
2257725
NEWPORT GROUP SECURITIES, INC.
29722
KENNETH DAYTON
2257725
NEWPORT GROUP SECURITIES
29722
KENNETH DAYTON
2257725
NGS
29722
KENNETH DAYTON
2257725
NEWPORT GROUP SECURITIES, INC
29722
KENNETH DAYTON
2257725
NEWPORT GROUP SECURITIES, INC.
29722
KENNETH DAYTON
2257725
NEWPORT GROUP SECURITIES
29722
KENNETH DAYTON
2257725
NYLIFE SECURITIES LLC
5167
KENNETH DAYTON
2257725
NEWPORT GROUP SECURITIES
29722
KENNETH DAYTON
2257725
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-12-30
D
$139,838,854.00
No
$0.00
No
2019-12-12
D
$118,173,048.00
No
$0.00
No
2018-12-11
D
$102,911,926.00
No
$0.00
No
2018-01-04
D/A
$1,665,069.00
No
$0.00
No
2017-12-19
D
$78,942,257.00
No
$0.00
No
2017-12-06
D/A
$156,234.00
No
$0.00
No
2017-11-17
D/A
$853,478.00
No
$0.00
No
2017-10-11
D/A
$1,026,638.00
No
$0.00
No
2017-06-14
D/A
$186,098.00
No
$0.00
No
2017-05-22
D/A
$529,249.00
No
$0.00
No
2017-05-22
D/A
$1,146,611.00
No
$0.00
No
2017-04-25
D/A
$281,978.00
No
$0.00
No
2017-04-19
D/A
$1,236,890.00
No
$0.00
No
2017-04-17
D/A
$712,776.00
No
$0.00
No
2017-04-10
D/A
$779,531.00
No
$0.00
No
2017-04-06
D/A
$663,545.00
No
$0.00
No
2017-04-06
D/A
$88,027.00
No
$0.00
No
2017-04-06
D/A
$1,178,337.00
No
$0.00
No
2017-04-06
D/A
$207,146.00
No
$0.00
No
2017-02-21
D/A
$1,823,989.00
No
$0.00
No
2017-01-09
D/A
$573,375.00
No
$0.00
No
2016-12-21
D/A
$534,171.00
No
$0.00
No
2016-12-14
D
$60,326,369.00
No
$0.00
No
2016-12-08
D/A
$1,631,665.00
No
$0.00
No
2016-12-06
D/A
$155,681.00
No
$0.00
No
2016-11-16
D/A
$840,257.00
No
$0.00
No
2016-10-13
D/A
$748,255.00
No
$0.00
No
2016-04-13
D/A
$518,911.00
No
$0.00
No
2016-04-08
D/A
$186,929.00
No
$0.00
No
2016-04-08
D/A
$1,135,163.00
No
$0.00
No
2016-03-29
D/A
$84,875.00
No
$0.00
No
2016-03-29
D/A
$1,222,353.00
No
$0.00
No
2016-03-28
D/A
$542,668.00
No
$0.00
No
2016-03-28
D/A
$169,413.00
No
$0.00
No
2016-03-17
D/A
$709,671.00
No
$0.00
No
2016-03-16
D/A
$1,161,411.00
No
$0.00
No
2016-03-16
D/A
$773,159.00
No
$0.00
No
2016-03-16
D/A
$271,875.00
No
$0.00
No
2016-02-05
D/A
$1,804,681.00
No
$0.00
No
2016-01-22
D/A
$114,663.00
No
$0.00
No
2016-01-12
D/A
$528,602.00
No
$0.00
No
2015-12-15
D/A
$478,980.00
No
$0.00
No
2015-12-11
D
$19,229,555.00
No
$0.00
No
2015-12-07
D/A
$1,601,088.00
No
$0.00
No
2015-12-03
D/A
$154,941.00
No
$0.00
No
2015-10-14
D/A
$584,733.00
No
$0.00
No
2015-10-14
D/A
$828,092.00
No
$0.00
No
2015-04-16
D/A
$509,136.00
No
$0.00
No
2015-04-10
D/A
$1,126,396.00
No
$0.00
No
2015-04-06
D/A
$185,119.00
No
$0.00
No
2015-04-01
D/A
$66,849.00
No
$0.00
No
2015-04-01
D/A
$427,537.00
No
$0.00
No
2015-04-01
D/A
$1,203,721.00
No
$0.00
No
2015-04-01
D/A
$133,472.00
No
$0.00
No
2015-03-23
D/A
$1,141,819.00
No
$0.00
No
2015-03-23
D/A
$214,134.00
No
$0.00
No
2015-03-23
D/A
$705,588.00
No
$0.00
No
2015-03-19
D/A
$720,182.00
No
$0.00
No
2015-02-23
D/A
$1,777,833.00
No
$0.00
No
2015-02-13
D/A
$105,032.00
No
$0.00
No
2015-01-15
D
$124,968.00
No
$0.00
No
2015-01-15
D
$34,836.00
No
$0.00
No
2015-01-08
D/A
$522,751.00
No
$0.00
No
2014-12-17
D/A
$1,540,559.00
No
$0.00
No
2014-12-17
D/A
$13,619,048.00
No
$0.00
No
2014-12-03
D/A
$386,741.00
No
$0.00
No
2014-11-17
D/A
$153,747.00
No
$0.00
No
2014-11-03
D/A
$22,163.00
No
$0.00
No
2014-10-07
D/A
$818,534.00
No
$0.00
No
2014-10-07
D/A
$431,995.00
No
$0.00
No
2014-05-06
D/A
$1,114,508.00
No
$0.00
No
2014-05-06
D/A
$499,192.00
No
$0.00
No
2014-04-11
D/A
$49,820.00
No
$0.00
No
2014-04-11
D/A
$99,465.00
No
$0.00
No
2014-04-11
D/A
$159,583.00
No
$0.00
No
2014-04-11
D/A
$318,609.00
No
$0.00
No
2014-04-11
D/A
$1,160,033.00
No
$0.00
No
2014-04-08
D/A
$185,119.00
No
$0.00
No
2014-03-24
D/A
$705,588.00
No
$0.00
No
2014-03-21
D/A
$1,122,167.00
No
$0.00
No
2014-03-12
D/A
$625,979.00
No
$0.00
No
2014-02-24
D/A
$1,111,611.00
No
$0.00
No
2014-02-24
D/A
$1,750,580.00
No
$0.00
No
2014-02-21
D/A
$95,361.00
No
$0.00
No
2014-01-28
D/A
$1,540,574.00
No
$0.00
No
2014-01-28
D/A
$496,779.00
No
$0.00
No
2014-01-28
D/A
$321,604.00
No
$0.00
No
2014-01-10
D/A
$515,092.00
No
$0.00
No
2013-12-23
D/A
$705,588.00
No
$0.00
No
2013-12-23
D/A
$515,092.00
No
$0.00
No
2013-12-18
D/A
$1,540,574.00
No
$0.00
No
2013-12-16
D/A
$296,657.00
No
$0.00
No
2013-11-26
D/A
$152,755.00
No
$0.00
No
2013-10-23
D/A
$321,604.00
No
$0.00
No
2013-10-23
D/A
$818,534.00
No
$0.00
No
2013-08-30
D
$99,465.00
No
$0.00
No
2013-08-30
D
$49,820.00
No
$0.00
No
2013-08-22
D
$116,324.00
No
$0.00
No
2013-05-31
D/A
$2,135,982.00
No
$0.00
No
2013-05-16
D/A
$185,119.00
No
$0.00
No
2013-05-16
D
$418,074.00
No
$0.00
No
2013-05-16
D/A
$1,745,083.00
No
$0.00
No
2013-05-16
D
$209,403.00
No
$0.00
No
2013-03-25
D/A
$1,007,449.00
No
$0.00
No
2013-03-25
D/A
$547,539.00
No
$0.00
No
2013-03-25
D/A
$838,445.00
No
$0.00
No
2013-02-21
D/A
$47,187.00
No
$0.00
No
2013-02-14
D/A
$122,882.00
No
$0.00
No
2013-01-23
D/A
$1,643,044.00
No
$0.00
No
2012-10-25
D/A
$682,150.00
No
$0.00
No
2012-10-18
D/A
$810,869.00
No
$0.00
No
2012-05-08
D/A
$2,125,894.00
No
$0.00
No
2012-05-08
D/A
$1,738,711.00
No
$0.00
No
2012-05-04
D/A
$185,119.00
No
$0.00
No
2012-04-02
D/A
$434,339.00
No
$0.00
No
2012-04-02
D/A
$989,760.00
No
$0.00
No
2012-04-02
D/A
$773,897.00
No
$0.00
No
2012-04-02
D/A
$14,842.00
No
$0.00
No
2012-03-30
D/A
$1,636,712.00
No
$0.00
No
2012-02-21
D/A
$122,700.00
No
$0.00
No
2011-11-15
D/A
$682,150.00
No
$0.00
No
2011-10-28
D/A
$810,869.00
No
$0.00
No
2011-05-13
D/A
$185,119.00
No
$0.00
No
2011-05-13
D/A
$1,859,137.00
No
$0.00
No
2011-05-13
D/A
$1,734,685.00
No
$0.00
No
2011-04-04
D/A
$415,229.00
No
$0.00
No
2011-04-01
D/A
$989,760.00
No
$0.00
No
2011-04-01
D/A
$773,897.00
No
$0.00
No
2011-02-24
D/A
$13,719.00
No
$0.00
No
2010-12-13
D/A
$1,567,141.00
No
$0.00
No
2010-11-22
D/A
$122,700.00
No
$0.00
No
2010-10-14
D/A
$514,135.00
No
$0.00
No
2010-09-30
D/A
$810,869.00
No
$0.00
No
2010-04-12
D/A
$175,866.00
No
$0.00
No
2010-04-12
D/A
$1,822,241.00
No
$0.00
No
2010-04-12
D/A
$1,726,895.00
No
$0.00
No
2010-04-06
D
$0.00
No
$0.00
No
2010-03-15
D/A
$415,229.00
No
$0.00
No
2010-03-15
D/A
$989,760.00
No
$0.00
No
2010-03-15
D/A
$773,897.00
No
$0.00
No
2010-03-08
D/A
$122,700.00
No
$0.00
No
2010-03-04
D/A
$514,135.00
No
$0.00
No
2010-03-01
D/A
$805,814.00
No
$0.00
No
2010-01-15
D/A
$175,866.00
No
$0.00
No
2010-01-15
D/A
$1,592,379.00
No
$0.00
No
2010-01-15
D
$1,721,278.00
No
$0.00
No
2009-12-28
D
$415,229.00
No
$0.00
No
2009-12-28
D
$989,760.00
No
$0.00
No
2009-12-28
D
$713,003.00
No
$0.00
No
2009-08-31
D
$799,466.00
No
$0.00
No
2009-08-28
D
$514,135.00
No
$0.00
No
2009-08-27
D
$122,700.00
No
$0.00
No
2009-04-27
D
$1,493,499.00
No
$0.00
No
2009-04-21
D
$130,226.00
No
$0.00
No