Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
35545
BRIAN CZUPEK
2254610
ADVANCED EQUITIES INC.
35545
BRIAN CZUPEK
2254610
ADVANCED EQUITIES, INC.
35545
BRIAN CZUPEK
2254610
PAULSON INVESTMENT COMPANY LLC
5670
BRIAN CZUPEK
2254610
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-01-04
D/A
$224,255.00
Yes
$0.00
No
2015-11-16
D/A
$193,540.00
Yes
$0.00
No
2015-10-05
D/A
$112,810.00
Yes
$0.00
No
2015-09-16
D/A
$71,231.00
Yes
$0.00
No
2015-09-16
D/A
$74,502.00
Yes
$0.00
No
2012-06-28
D
$162,661.00
No
$0.00
No
2012-04-27
D/A
$631,267.00
No
$0.00
No
2011-03-16
D/A
$769,889.00
No
$0.00
No
2011-03-07
D/A
$728,681.00
No
$0.00
No
2011-02-17
D/A
$512,660.00
No
$0.00
No
2011-02-07
D/A
$374,207.00
No
$0.00
No
2011-01-26
D
$102,028.00
No
$0.00
No
2011-01-25
D/A
$1,026,016.00
No
$0.00
No