Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PRO-EQUITIES
22481
DAVID BYERS
2653460
CARA MILLER
4521819
PRO EQUITIES INC
22481
PRO EQUITIES, INC
22481
ROBERT BYE
4357627
PRO EQUITIES INC.
22481
DAVID BYERS
2653460
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-11-10
D/A
$0.00
No
$0.00
No
2024-11-12
D/A
$0.00
No
$0.00
No
2023-11-14
D/A
$0.00
No
$0.00
No
2022-11-16
D/A
$0.00
No
$0.00
No
2021-11-22
D/A
$0.00
No
$0.00
No
2020-12-23
D/A
$9,000,000.00
Yes
$0.00
No
2020-11-19
D/A
$0.00
No
$0.00
No
2019-11-20
D/A
$0.00
No
$0.00
No
2019-07-03
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-06-21
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-06-07
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-05-28
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-05-15
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-05-01
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-04-16
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-04-03
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-03-21
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-03-06
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-11-20
D/A
$0.00
No
$0.00
No
2017-11-09
D/A
$0.00
No
$0.00
No
2017-11-01
D/A
$4,263,070.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-10-24
D/A
$4,263,070.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-10-06
D/A
$4,263,070.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-09-26
D/A
$4,263,070.00
Yes
$0.00
No
2017-09-12
D/A
$4,263,070.00
Yes
$0.00
No
2017-08-29
D/A
$4,263,070.00
Yes
$0.00
No
2016-12-01
D/A
$0.00
No
$0.00
No
2015-12-09
D/A
$0.00
No
$0.00
No
2014-08-28
D/A
$0.00
No
$0.00
No
2014-05-15
D/A
$0.00
No
$0.00
No
2013-05-17
D/A
$0.00
No
$0.00
No
2012-05-29
D/A
$0.00
No
$0.00
No
2011-06-08
D/A
$0.00
No
$0.00
No
2011-06-08
D/A
$0.00
No
$0.00
No
2010-08-09
D/A
$0.00
No
$0.00
No
2010-08-09
D/A
$0.00
No
$0.00
No