Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CALTON AND ASSOCIATES, INC.
20999
JAMES STEIGER
2238190
CALTON AND ASSOCIATES, INC.
20999
JAMES E. STEIGER
2238190
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-02-02
D/A
$2,805,827.00
No
$0.00
No
2010-10-18
D/A
$2,975,000.00
Yes
$0.00
No
2010-06-15
D/A
$2,975,000.00
Yes
$0.00
No
2010-01-25
D/A
$5,040,000.00
Yes
$0.00
No
2009-07-22
D/A
$5,040,000.00
Yes
$0.00
No
2009-06-24
D/A
$5,040,000.00
Yes
$0.00
No
2009-06-01
D/A
$5,040,000.00
Yes
$0.00
No
2009-02-25
D
$5,040,000.00
Yes
$0.00
No