Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WOODLANDS SECURITIES CORPORATION
22373
MORRIS MONROE
1227631
WOODLANDS SECURITIES CORPORATION
22373
JIM HARRIS
237972
WOODLANDS SECURITIES CORPORATION
22373
JIM HARRIS
237972
WOODLANDS SECURITIES CORPORATION
22373
JIM WEBB
872943
WOODLANDS SECURITIES CORPORATION
22373
ROBERT TELFORD
1659209
WOODLANDS SECURITIES CORPORATION
22373
CHRIS MOSS
4190932
WOODLANDS SECURITIES CORPORATION
22373
DAVID VAUGHAN
1832513
WOODLANDS SECURITIES CORPORATION
22373
JACK DAVIS
1577155
WOODLANDS SECURITIES CORP
22373
WOODLANDS SECURITIES CORP
22373
WOODLANDS SECURITIES CORPORATION
22373
MORRIS MONROE
1227631
WOODLANDS SECURITIES CORPORATION
22373
CHRISTOPHER MOSS
4190932
WOODLANDS SECURITIES CORPORATION
22373
DAVID VAUGHAN
1832513
WOODLANDS SECURITIES CORPORATION
22373
LAURA HENDRICKS
1455026
WOODLANDS SECURITIES CORPORATION
22373
JIM HARRIS
237972
WOODLANDS SECURITIES CORPORATION
22373
JIM C HARRIS
237972
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-06-20
D/A
$175,000.00
Yes
$0.00
No
INCLUDES 1% TOTAL SUBSCRIPTION FEE PLUS 0.25% ANNUAL. DEBT CERTIFICATES ARE PAID P+I TO INVESTORS SO ANNUAL AMOUNT WILL VARY
2019-06-20
D/A
$175,000.00
Yes
$0.00
No
INCLUDES 1% TOTAL SUBSCRIPTION FEE PLUS 0.25% ANNUAL. DEBT CERTIFICATES ARE PAID P+I TO INVESTORS SO ANNUAL AMOUNT WILL VARY
2019-05-22
D
$175,000.00
Yes
$0.00
No
INCLUDES 1% TOTAL SUBSCRIPTION FEE PLUS 0.25% ANNUAL. DEBT CERTIFICATES ARE PAID P+I TO INVESTORS SO ANNUAL AMOUNT WILL VARY
2019-05-22
D
$175,000.00
Yes
$0.00
No
INCLUDES 1% TOTAL SUBSCRIPTION FEE PLUS 0.25% ANNUAL. DEBT CERTIFICATES ARE PAID P+I TO INVESTORS SO ANNUAL AMOUNT WILL VARY
2014-12-30
D/A
$67,950.00
Yes
$0.00
No
WILL BE 1.5% ANNUALLY OF CLASS A PARTNER INTERESTS($67,950/YEAR)
2014-11-20
D
$75,000.00
Yes
$0.00
No
WILL BE 1.5% ANNUALLY OF CLASS A PARTNER INTERESTS
2014-02-13
D/A
$157,500.00
Yes
$0.00
No
2014-01-17
D
$150,000.00
Yes
$0.00
No
2013-10-08
D/A
$136,940.00
Yes
$0.00
No
ESTIMATED ANNUAL COMMISSION AMOUNT OVER TERM OF NOTES
2013-09-06
D/A
$136,940.00
Yes
$0.00
No
ESTIMATED ANNUAL COMMISSION AMOUNT OVER TERM OF NOTES
2013-05-13
D
$90,000.00
Yes
$0.00
No
2013-05-10
D/A
$90,000.00
No
$0.00
No
2013-04-12
D
$90,000.00
Yes
$0.00
No
2011-10-31
D
$106,000.00
No
$0.00
No
AND $14,000 - OFFERING EXPENSES
2010-05-28
D
$50,000.00
No
$0.00
No
2010-03-24
D/A
$400,000.00
Yes
$0.00
No
2% ANNUAL COMMISSION PAYED FOR 3-YEAR NOTE ON APPROXIMATELY $6.7MM
2009-11-02
D/A
$125,000.00
Yes
$0.00
No
2009-09-25
D
$90,000.00
Yes
$0.00
No
2009-06-03
D
$100,000.00
No
$0.00
No
2009-03-31
D
$87,500.00
No
$0.00
No