Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CRAVENS WEALTH ADVISORS, LLC
NONE
JOHN B. CRAVENS
2234163
CRAVENS WEALTH ADVISORS, LLC
NONE
JOHN B. CRAVENS
2234163
WFG INVESTMENTS, INC.
22704
JOHN B. CRAVENS
2234163
NONE
NONE
JOHN CRAVENS
2234163
NONE
NONE
JOHN B. CRAVENS
2234163
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-10-04
D
$0.00
No
$0.00
No
2016-10-04
D
$0.00
No
$0.00
No
2016-10-04
D
$0.00
No
$0.00
No
2016-10-04
D
$0.00
No
$0.00
No
2012-01-04
D/A
$7,530,000.00
Yes
$0.00
Yes
COMMISSIONS OF UP TO 12% WILL BE PAID TO SELECTED BROKER-DEALERS THAT ARE MEMBERS OF FINRA. COMMISSIONS OF $3,468,866 HAVE BEEN PAID TO DATE. IN ADDITION, CLASS C UNITS MAY BE ISSUED TO BROKER-DEALERS THAT ENTER INTO ONE OR MORE SELLING AGENT AGREEMENTS.
2011-02-09
D/A
$7,530,000.00
Yes
$0.00
Yes
COMMISSIONS OF UP TO 12% WILL BE PAID TO SELECTED BROKER-DELAERS THAT ARE MEMBERS OF FINRA. IN ADDITION, CLASS C UNITS MAY BE ISSUED TO BROKER-DEALERS THAT ENTER INTO ONE OR MORE SELLING AGENT AGREEMENTS.
2009-10-15
D
$353,000.00
Yes
$25,000.00
Yes
2009-10-15
D
$60,000.00
Yes
$10,000.00
Yes