Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MERRILL LYCNH PIERCE FENNER + SMITH INC
7691
PATRICA WENZEL
2208651
MERRILL LYNCH PIERCE FENNER + SMITH INC
7691
PATRICA WENZEL
2208651
MERRILL LYNCH
7691
PATRICIA S. WENZEL
2208651
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-12-10
D
$96,029,555.00
No
$0.00
No
2024-12-17
D
$98,449,428.00
No
$0.00
No
2023-12-20
D
$86,385,464.00
No
$0.00
No
2022-12-28
D
$67,543,370.00
No
$0.00
No
2021-12-09
D
$70,197,921.00
No
$0.00
No
2020-12-30
D
$139,838,854.00
No
$0.00
No
2019-12-12
D
$118,173,048.00
No
$0.00
No
2018-12-11
D
$102,911,926.00
No
$0.00
No
2017-12-19
D
$78,942,257.00
No
$0.00
No
2017-12-06
D/A
$156,234.00
No
$0.00
No
2016-12-06
D/A
$155,681.00
No
$0.00
No
2015-12-03
D/A
$154,941.00
No
$0.00
No
2014-11-17
D/A
$153,747.00
No
$0.00
No
2013-11-26
D/A
$152,755.00
No
$0.00
No