Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

THOMAS HAMLIN
2208505
SOMERSET SECURITIES, INC
2493
THOMAS HAMLIN
2208505
SOMERSET SECURITIES, INC.
2493
SOMERSET SECURITIES, INC.
2493
THOMAS BURGESS HAMLIN
2208505
SOMERSET SECURITIES, INC.
2493
THOMAS HAMLIN
2208505
SOMERSET SECURITIES, INC.
2493
THOMAS HAMLIN
2208505
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-04-13
D/A
$3,782,441.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2022-04-11
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2022-04-01
D/A
$3,782,441.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2022-04-01
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2022-03-21
D/A
$3,782,441.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2022-03-21
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2022-03-10
D/A
$6,094,380.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2022-03-10
D/A
$3,782,441.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND EXPENSE REIMBURSEMENTS THAT MAY BE PAID.
2020-12-15
D
$2,489,912.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
2020-07-29
D/A
$1,382,500.00
Yes
$0.00
No
2020-06-05
D/A
$3,279,063.00
Yes
$0.00
No
2020-05-22
D/A
$2,660,000.00
Yes
$0.00
No
2020-05-13
D/A
$2,259,688.00
Yes
$0.00
No
2020-03-30
D/A
$4,169,375.00
Yes
$0.00
No
2020-03-19
D/A
$2,583,437.00
Yes
$0.00
No
2020-03-10
D/A
$2,926,875.00
Yes
$0.00
No
2020-03-10
D/A
$2,926,875.00
Yes
$0.00
No
2019-12-06
D/A
$800,000.00
Yes
$0.00
No
2019-10-22
D/A
$4,875,000.00
Yes
$0.00
Yes