Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BARRY L. GARBER
2196068
RAYMOND JAMES + ASSOCIATES, INC.
705
BARRY L. GARBER
2196068
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-08-06
D/A
$9,920.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL PAYS ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2023-04-25
D/A
$2,319.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2023-04-25
D/A
$5,681.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2022-07-12
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2022-07-12
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.