Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PURSHE KAPLAN STERLING INVESTMENTS
35747
RONALD BROWN
2172320
PURSHE KAPLAN STERLING INVESTMENTS
35747
RONALD BROWN
2172320
PURSHE KAPLAN STERLING INVESTMENTS
35747
RONALD BROWN
2172320
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-29
D/A
$8,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 1.5%; SALES COMMISSION OF UP TO 5.5%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%.
2025-08-15
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%
2024-07-03
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION UP TO 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING EXPENSE FEE OF 0.5%
2021-12-22
D/A
$9,545,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 1.5%; SALES COMMISSION - UP TO 5.5%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%; PAYMENT TO MANAGING GENERAL PARTNER - 0.3%.
2021-12-10
D/A
$9,545,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 1.5%; SALES COMMISSION - UP TO 5.5%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%; PAYMENT TO MANAGING GENERAL PARTNER - 0.3%.