Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

INNOVATION PARTNERS, LLC
146344
JAMES EDWARD MCCAFFREY
2163581
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-06-12
D/A
$0.00
No
$540,675.00
Yes
ITEM 12 LISTS CERTAIN RECIPIENTS (UCEA CAPITAL PARTNERS LTD., JAMES EDWARD MCCAFFREY AND INNOVATION PARTNERS, LLC) WITH WHOM THE ISSUER IS NO LONGER ACTIVELY ENGAGED BUT COULD STILL RECEIVE FEES IN CONNECTION WITH FUTURE CLOSINGS OF THE ISSUER.
2023-06-23
D/A
$0.00
No
$47,000.00
Yes
INCLUDES FEES PAID IN RESPECT OF THE PARALLEL FUND AND IN RESPECT OF FUNDS MANAGED BY AN AFFILIATE OF THE GENERAL PARTNER.
2023-06-23
D/A
$0.00
No
$47,000.00
Yes
INCLUDES FEES PAID IN RESPECT OF FUNDS MANAGED BY AN AFFILIATE OF THE GENERAL PARTNER.
2023-06-23
D/A
$0.00
No
$47,000.00
Yes
INCLUDES FEES PAID IN RESPECT OF THE PARALLEL FUND AND IN RESPECT OF FUNDS MANAGED BY AN AFFILIATE OF THE GENERAL PARTNER.