Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

TCFG WEALTH MANAGEMENT, LLC
164153
RICHARD J ROBERTS
21445874
Companies
Company Name
CERTUS FINANCIAL GROUP LLC
People
Name
RICK ROBERTS
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-02-08
D/A
$0.00
No
$0.00
No
2017-02-09
D/A
$0.00
No
$0.00
No
2016-01-29
D
$0.00
No
$0.00
No
2015-02-05
D/A
$0.00
No
$0.00
No