Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FOX FINANCIAL MANAGEMENT CORPORATION
134277
MIKE GIVALANCZ
2141251
FOX FINANCIAL MANAGEMENT CORPORATION
134277
MIKE GIVILANCZ
2141251
FOX FINANCIAL MANAGEMENT CORPORATION
134277
MICHAEL GIVILANCZ
2141251
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-11-03
D
$73,133.00
Yes
$0.00
No
2010-10-12
D
$288,000.00
Yes
$0.00
No
2009-05-27
D
$236,779.00
No
$0.00
No
2009-03-10
D/A
$491,520.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT SOLD
2009-02-09
D
$491,520.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT SOLD