Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

4G FINANCIAL
15904
SCOTT JOHNSON
2125760
4G FINANCIAL
15904
SCOTT JOHNSON
2125760
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-12-30
D/A
$114,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-12-17
D/A
$225,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKE-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-12-07
D/A
$225,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKE-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-11-26
D/A
$225,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKE-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-11-15
D/A
$225,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKE-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-11-08
D/A
$225,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKE-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-10-29
D/A
$114,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-10-22
D/A
$225,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKE-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-10-14
D/A
$161,500.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECITON WITH ANY SALES THEY MAKE.
2010-10-12
D/A
$225,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKE-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-10-08
D/A
$114,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-09-24
D/A
$161,500.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECITON WITH ANY SALES THEY MAKE.
2010-09-17
D/A
$161,500.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECITON WITH ANY SALES THEY MAKE.
2010-09-08
D/A
$127,500.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECITON WITH ANY SALES THEY MAKE.
2010-08-23
D/A
$127,500.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECITON WITH ANY SALES THEY MAKE.
2010-05-28
D/A
$127,500.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECITON WITH ANY SALES THEY MAKE.
2010-05-21
D
$127,500.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECITON WITH ANY SALES THEY MAKE.
2010-05-04
D/A
$90,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-04-28
D/A
$225,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKE-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.
2010-01-22
D
$135,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT THAT MAY BE PAID TO THE BROKER-DEALER. UNITS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE COMPENSATED IN CONNECTION WITH ANY SALES THEY MAKE.