Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

COLORADO FINANCIAL SERVICE CORPORATION
104343
BETY FRIANT
2122426
COLORADO FINANCIAL SERVICE CORPORATION
104343
BETTY FRIANT
2122426
WEALTHFORGE SECURITIES, LLC
152550
BETTY FRIANT
2122426
COLORADO FINANCIAL SERVICE CORPORATION
104343
BETTY FRIANT
2122426
WEALTHFORGE SECURITIES, LLC
152550
BETTY FRIANT
2122426
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-12-07
D
$179,825.00
Yes
$0.00
No
2017-11-02
D
$245,537.00
No
$0.00
No
2017-07-19
D
$229,150.00
No
$0.00
No
2017-04-26
D
$286,871.00
Yes
$0.00
No
2016-12-15
D
$140,711.00
Yes
$0.00
No
2016-12-14
D
$363,435.00
Yes
$0.00
No
2016-12-14
D
$433,425.00
Yes
$0.00
No