Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FINANCIAL GOAL SECURITIES INC
19066
BRYAN KOCEN
2119036
FINANCIAL GOAL SECURITIES, INC.
19066
BRYAN S. KOCEN
2119036
FINANCIAL GOAL SECURITIES, INC.
19066
BRYAN STUART KOCEN
2119036
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-09-14
D/A
$3,624,688.00
Yes
$0.00
No
2020-07-29
D/A
$1,382,500.00
Yes
$0.00
No
2020-05-22
D/A
$2,660,000.00
Yes
$0.00
No
2020-03-30
D/A
$4,169,375.00
Yes
$0.00
No
2018-01-11
D/A
$267,331.00
No
$0.00
No
2017-08-08
D
$1,200,000.00
Yes
$0.00
No
2016-05-16
D/A
$524,125.00
No
$0.00
No
2016-04-13
D/A
$524,125.00
No
$0.00
No
2014-09-18
D/A
$818,130.00
No
$0.00
No
2014-09-02
D/A
$818,130.00
No
$0.00
No
2013-12-30
D/A
$567,150.00
No
$0.00
No
2011-12-30
D/A
$1,166,210.00
No
$0.00
No
2011-01-04
D/A
$1,123,090.00
No
$0.00
No
2009-10-13
D/A
$1,215,735.00
No
$0.00
No
2009-06-12
D
$1,600,000.00
Yes
$0.00
No