Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

UNITED PLANNERS- FINANCIAL SERVICES OF AMERICA
20804
JEFFRY FRUCHTENICHT
2111746
UNITED PLANNERS FIN SERV
20804
JEFFREY FRUCHTENICHT
2111746
UNITED PLANNERS FIN SERV
20804
JEFFRY FRUCHTENICHT
2111746
UNITED PLANNERS FIN SERV
20804
JEFFRY FRUCHTENICHT
2111746
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-03-11
D/A
$1,325,837.00
No
$0.00
No
2021-02-23
D/A
$777,717.00
No
$0.00
No
2020-01-21
D/A
$1,363,965.00
No
$0.00
No
2017-01-18
D/A
$1,187,349.00
No
$0.00
No
2016-10-21
D/A
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - 7%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%.
2016-10-21
D/A
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - 7%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%.