Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WUNDERLICH SECURITIES, INC.
2543
GEORGE ROBERT PIDGEON, JR.
2099579
LAMON + STERN, INC.
10839
GEORGE ROBERT PIDGEON, JR.
2099579
TRIPLE A PARTNERS LLC
142790
GEORGE ROBERT PIDGEON, JR.
2099579
TRIPLE A PARTNERS LLC
142790
GEORGE R. PIDGEON, JR.
2099579
TRIPLE A PARTNERS LLC
142790
GEORGE ROBERT PIDGEON, JR.
2099579
TRIPLE A PARTNERS LLC
142790
GEORGE ROBERT PIDGEON, JR.
2099579
TRIPLE A PARTNERS LLC
142790
GEORGE ROBERT PIDGEON JR.
2099579
TRIPLE A PARTNERS LLC
142790
GEORGE ROBERT PIDGEON JR.
2099579
TRIPLE A PARTNERS, LLC
142790
GEORGE ROBERT PIDGEON, JR.
2099579
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-08-15
D/A
$322,500.00
Yes
$0.00
No
2022-08-15
D/A
$322,500.00
Yes
$0.00
No
2021-08-13
D/A
$322,500.00
Yes
$0.00
No
2020-08-13
D/A
$322,500.00
Yes
$0.00
No
2019-08-13
D/A
$322,500.00
Yes
$0.00
No
2018-08-10
D/A
$322,500.00
Yes
$0.00
No
2017-08-15
D/A
$317,950.00
Yes
$0.00
No
2016-04-19
D/A
$167,621.00
Yes
$0.00
No
THE AMOUNT DISCLOSED REPRESENTS THE TOTAL AMOUNT OF SALES COMMISSION WHICH WAS PAID TO PERSONS WHO ARE PRESENTLY AND WHO HAVE PREVIOUSLY BEEN DISCLOSED IN ITEM 12. ONLY CURRENT RECIPIENTS ARE DISCLOSED IN ITEM 12.
2015-07-08
D/A
$301,169.00
Yes
$0.00
No
2015-07-08
D/A
$33,340.00
Yes
$0.00
No
2015-04-23
D/A
$893,301.00
Yes
$0.00
No
THE AMOUNT DISCLOSED REPRESENTS THE TOTAL AMOUNT OF SALES COMMISSION WHICH HAS PAID TO PERSONS WHO ARE PRESENTLY AND WHO HAVE PREVIOUSLY BEEN DISCLOSED IN ITEM 12. ONLY CURRENT RECIPIENTS ARE DISCLOSED IN ITEM 12.
2015-03-18
D/A
$33,340.00
Yes
$0.00
No
2015-03-18
D/A
$301,169.00
Yes
$0.00
No
2014-03-18
D/A
$301,169.00
Yes
$0.00
No
2014-03-18
D/A
$33,340.00
Yes
$0.00
No
2014-03-12
D/A
$893,301.00
Yes
$0.00
No
THE AMOUNT DISCLOSED REPRESENTS THE TOTAL AMOUNT OF SALES COMMISSION WHICH HAS PAID TO PERSONS WHO ARE PRESENTLY AND WHO HAVE PREVIOUSLY BEEN DISCLOSED IN ITEM 12. ONLY CURRENT RECIPIENTS ARE DISCLOSED IN ITEM 12.
2013-03-18
D/A
$238,864.00
Yes
$0.00
No
2013-03-18
D/A
$33,340.00
Yes
$0.00
No
2012-03-19
D/A
$201,259.00
Yes
$0.00
No
2012-03-19
D/A
$33,340.00
Yes
$0.00
No
2012-03-06
D/A
$160,000.00
Yes
$0.00
No
2011-03-16
D/A
$33,340.00
Yes
$0.00
No
2011-03-16
D/A
$185,436.00
Yes
$0.00
Yes
2010-03-16
D/A
$136,806.00
Yes
$0.00
No
2010-03-16
D/A
$33,340.00
Yes
$0.00
Yes
2009-05-05
D/A
$129,796.00
Yes
$0.00
No