Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
HERBERT MEUSHAW
2069106
DFPG INVESTMENTS INC.
155576
HERBERT MEUSHAW
2069106
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-06-08
D
$3,614,379.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
2010-06-09
D/A
$249,605.00
No
$0.00
No
2010-05-27
D/A
$169,709.00
No
$0.00
No
2010-05-20
D
$129,016.00
No
$0.00
No