Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

TAURUS CAPITAL FUNDING, LLC
128179
JAMES M. ALDEN
2058906
TAURUS CAPITAL FUNDING, LLC
128179
JAMES ALDEN
2058906
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-07-09
D/A
$107,332.00
Yes
$0.00
No
2015-06-30
D/A
$16,666.00
Yes
$0.00
No
2011-04-14
D/A
$43,895.00
Yes
$0.00
No
2011-04-14
D
$43,895.00
Yes
$0.00
No
2011-03-16
D/A
$0.00
Yes
$0.00
No
2011-01-28
D/A
$292,500.00
Yes
$0.00
No
2010-12-28
D
$25,000.00
No
$0.00
No
2010-12-17
D/A
$250,000.00
Yes
$0.00
No
2010-12-07
D/A
$0.00
Yes
$0.00
No
2010-12-06
D
$15,000.00
Yes
$0.00
No
2010-09-30
D
$400,000.00
Yes
$0.00
No
2010-09-17
D
$75,000.00
Yes
$0.00
No
2010-08-30
D/A
$0.00
Yes
$0.00
No
2010-07-07
D/A
$150,000.00
Yes
$0.00
No
2010-04-29
D
$70,000.00
Yes
$0.00
No
2010-02-17
D/A
$120,000.00
Yes
$0.00
No
2010-02-10
D
$120,000.00
Yes
$0.00
No
2010-01-08
D/A
$45,791.00
Yes
$0.00
No
2009-12-02
D
$34,055.00
Yes
$0.00
No
2009-10-08
D/A
$95,000.00
Yes
$0.00
No
2009-10-02
D/A
$95,000.00
Yes
$0.00
No
2009-09-21
D
$0.00
Yes
$0.00
No
2009-07-20
D
$220,000.00
Yes
$0.00
No
2009-05-07
D
$215,000.00
Yes
$0.00
No