Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

GRAMERCY SECURITES, INC.
8177
LESLIE A. CALHOUN
2047866
GRAMERCY SECURITIES, INC.
8177
LESLIE. A. CALHOUN
2047866
GRAMERCY SECURITIES
8177
LESLIE CALHOUN
2047866
GRAMERCY SECURITIES, INC
8177
LESLIE CALHOUN
2047866
GRAMERCY SECURITIES, INC
8177
LESLIE CALHOUN
2047866
GRAMERCY SECURITIES
8177
LESLIE CALHOUN
2047866
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-06-01
D/A
$705,963.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2023-05-16
D/A
$994,669.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2023-04-27
D/A
$994,669.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2023-04-14
D/A
$994,669.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2023-04-05
D/A
$994,669.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2023-03-08
D/A
$994,669.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2023-03-08
D/A
$705,963.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2023-02-27
D/A
$994,669.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2023-02-27
D/A
$705,963.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2022-09-14
D/A
$1,078,206.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2022-08-23
D/A
$1,078,206.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2022-08-04
D/A
$1,078,206.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2022-07-21
D/A
$1,078,206.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2022-07-13
D/A
$1,078,206.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2022-06-08
D/A
$1,078,206.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2022-06-07
D/A
$1,078,206.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2022-05-24
D/A
$1,078,206.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2022-05-18
D/A
$1,078,206.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2022-05-04
D/A
$1,078,206.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
2021-11-16
D/A
$756,865.00
Yes
$0.00
No
2021-09-22
D/A
$756,865.00
Yes
$0.00
No
2021-08-04
D/A
$756,865.00
Yes
$0.00
No
2021-07-26
D/A
$756,865.00
Yes
$0.00
No
2021-06-28
D/A
$756,865.00
Yes
$0.00
No
2021-06-03
D/A
$756,865.00
Yes
$0.00
No
2021-05-14
D/A
$756,865.00
Yes
$0.00
No
2021-03-10
D/A
$756,865.00
Yes
$0.00
No
2021-02-02
D/A
$756,865.00
Yes
$0.00
No
2021-01-19
D/A
$756,865.00
Yes
$0.00
No
2021-01-11
D/A
$756,865.00
Yes
$0.00
No
2020-12-14
D/A
$756,865.00
Yes
$0.00
No
2020-11-30
D/A
$756,865.00
Yes
$0.00
No
2020-11-23
D
$756,865.00
Yes
$0.00
No
2019-12-16
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-11-04
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-10-18
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-10-07
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-10-01
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-09-11
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-08-30
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-08-20
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-07-01
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-06-24
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-06-10
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-05-28
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-05-13
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-05-06
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-04-15
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-04-01
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-03-19
D/A
$1,890,422.00
Yes
$0.00
No
IN ADDITION, BROKER DEALERS WILL SHARE IN A PORTION OF THE ISSUER DISTRIBUTIONS, AND ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-01-02
D/A
$2,152,583.00
No
$0.00
No
2018-12-13
D/A
$2,154,386.00
No
$0.00
No