Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
35545
JOHN VAN CLIEF
2030796
ADVANCED EQUITIES INC.
35545
JOHN VAN CLIEF
2030796
ADVANCED EQUITIES INC.
35545
JOHN VAN CLIEF
2030796
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-03-01
D/A
$1,029,642.00
No
$0.00
No
2010-02-24
D/A
$333,648.00
No
$0.00
No
2009-12-21
D/A
$341,960.00
Yes
$0.00
No
2009-07-09
D/A
$885,229.00
Yes
$0.00
No
2009-07-08
D
$224,443.00
Yes
$0.00
No
2009-06-01
D/A
$291,804.00
Yes
$0.00
No
2009-04-20
D
$365,543.00
Yes
$0.00
No