Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
JOHN LEVEE
2022567
DFPG INVESTMENTS
155576
JOHN LEVEE
2022567
DFPG INVESTMENTS, INC.
155576
JOHN E. LEVEE
2022567
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-12-14
D/A
$2,751,023.00
Yes
$0.00
No
2017-11-22
D/A
$2,751,023.00
Yes
$0.00
No
2017-11-03
D/A
$2,751,023.00
Yes
$0.00
No
2017-10-18
D/A
$2,751,023.00
Yes
$0.00
No
2017-09-28
D/A
$2,751,023.00
Yes
$0.00
No
2017-09-20
D/A
$2,751,023.00
Yes
$0.00
No
2016-01-08
D/A
$1,120,713.00
No
$0.00
No
2010-06-14
D/A
$574,658.00
No
$0.00
No
2010-06-09
D/A
$249,605.00
No
$0.00
No
2010-06-08
D/A
$552,739.00
No
$0.00
No
2010-05-27
D/A
$169,709.00
No
$0.00
No
2010-05-21
D
$264,937.00
No
$0.00
No
2010-05-20
D
$129,016.00
No
$0.00
No