Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
ERIK WEIR
2009973
FIRST ALLIED SECURITIES INC.
32444
ERIK WEIR
2009973
SANDLAPPER SECURITIES, LLC
137906
ERIK C. WEIR
2009973
SANDLAPPER SECURITIES, LLC
137906
ERIK WEIR
2009973
MATRIX CAPITAL GROUP
33364
ERIK C. WEIR
2009973
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-12-08
D
$50,000.00
Yes
$0.00
No
2013-08-26
D/A
$5,500,000.00
Yes
$0.00
No
2013-07-02
D/A
$5,500,000.00
Yes
$0.00
No
2013-04-04
D/A
$5,500,000.00
Yes
$0.00
No
2013-01-28
D/A
$2,625,000.00
Yes
$0.00
No
2012-12-07
D/A
$5,500,000.00
Yes
$0.00
No
2012-10-23
D/A
$5,500,000.00
Yes
$0.00
No
2012-09-07
D/A
$5,500,000.00
Yes
$0.00
No
2012-05-21
D/A
$5,500,000.00
Yes
$0.00
No
2012-04-26
D/A
$1,100,000.00
Yes
$0.00
No
2012-01-27
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-25
D/A
$2,625,000.00
Yes
$0.00
No
2010-03-01
D/A
$1,029,642.00
No
$0.00
No
2010-02-24
D/A
$333,648.00
No
$0.00
No
2009-08-04
D/A
$902,008.00
Yes
$0.00
No
2009-08-04
D/A
$546,110.00
Yes
$0.00
No
2009-08-03
D/A
$417,405.00
Yes
$0.00
No
2009-07-31
D/A
$124,488.00
Yes
$0.00
No
2009-07-22
D/A
$366,576.00
Yes
$0.00
No
2009-07-22
D/A
$800,615.00
Yes
$0.00
No
2009-07-06
D/A
$486,825.00
Yes
$0.00
No
2009-05-14
D/A
$48,510.00
Yes
$0.00
No
2009-04-20
D
$365,543.00
Yes
$0.00
No