Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
TERRY GARLAND
1986864
FIRST ALLIED SECURITIES INC.
32444
TERRY GARLAND
1986864
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-06-14
D/A
$574,658.00
No
$0.00
No
2010-06-08
D/A
$552,739.00
No
$0.00
No
2010-05-21
D
$264,937.00
No
$0.00
No
2009-07-22
D/A
$800,615.00
Yes
$0.00
No
2009-07-06
D/A
$486,825.00
Yes
$0.00
No