Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

HARRISON DOUGLAS, INC.
16515
ORLANDO C. FERNANDEZ
1980142
SANDLAPPER SECURITIES, LLC
137906
ORLANDO C. FERNANDEZ
1980142
SANDLAPPER SECURITIES, LLC
137906
ORLANDO C. FERNANDEZ
1980142
SANDLAPPER SECURITIES, LLC
137906
ORLANDO C. FERNANDEZ
1980142
SANDLAPPER SECURITIES, LLC
137906
ORLANDO C. FERNANDEZ
1980142
SANDLAPPER SECURITIES, LLC
137906
ORLANDO FERNANDEZ
1980142
SANDLAPPER SECURITIES, LLC
137906
ORLANDO FERNANDEZ
1980142
SANDLAPPER SECURITIES LLC
137906
ORLANDO FERNANDEZ
1980142
SANDLAPPER SECURITIES, LLC
137906
ORLANDO FERNANDEZ
1980142
SANDLAPPER SECURITIES, LLC
137906
ORLANDO FERNANDEZ
1980142
MOLONEY SECURITIES CO., INC.
38535
ORLANDO CIPRIANO FERNANDEZ
1980142
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-08-30
D/A
$2,084,625.00
Yes
$0.00
No
2019-05-10
D/A
$2,084,625.00
Yes
$0.00
No
2019-04-03
D/A
$2,084,625.00
Yes
$0.00
No
2019-03-20
D/A
$2,084,625.00
Yes
$0.00
No
2019-01-28
D/A
$2,084,625.00
Yes
$0.00
No
2016-05-03
D/A
$117,977.00
Yes
$0.00
No
2016-05-03
D/A
$49,157.00
Yes
$0.00
No
2016-05-02
D/A
$2,750,000.00
Yes
$0.00
No
2014-12-10
D/A
$536,375.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, ALLOWANCES FOR MARKETING AND DUE DILIGENCE EXPENSES.
2014-11-18
D/A
$2,750,000.00
Yes
$0.00
No
2014-09-02
D/A
$2,750,000.00
Yes
$0.00
No
2014-08-27
D/A
$2,750,000.00
Yes
$0.00
No
2014-06-02
D/A
$2,750,000.00
Yes
$0.00
No
2014-05-22
D/A
$2,750,000.00
Yes
$0.00
No
2013-08-26
D/A
$5,500,000.00
Yes
$0.00
No
2013-07-02
D/A
$5,500,000.00
Yes
$0.00
No
2013-04-30
D/A
$2,500,000.00
Yes
$0.00
No
SELLING COMMISSIONS - $1,750,000, MANAGING BROKER/DEALER FEE - $250,000, WHOLESALING FEE - $250,000, MARKETING AND DUE DILIGENCE EXPENSES - $250,000
2013-04-04
D/A
$5,500,000.00
Yes
$0.00
No
2013-01-28
D/A
$2,625,000.00
Yes
$0.00
No
2012-12-07
D/A
$5,500,000.00
Yes
$0.00
No
2012-10-23
D/A
$5,500,000.00
Yes
$0.00
No
2012-09-07
D/A
$5,500,000.00
Yes
$0.00
No
2012-05-21
D/A
$5,500,000.00
Yes
$0.00
No
2012-04-26
D/A
$1,100,000.00
Yes
$0.00
No
2012-03-12
D/A
$1,100,000.00
Yes
$0.00
No
2012-02-13
D/A
$1,100,000.00
Yes
$0.00
No
2012-01-27
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-25
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-04
D/A
$2,625,000.00
Yes
$0.00
No
2011-10-07
D/A
$2,625,000.00
Yes
$0.00
No
2011-06-08
D/A
$2,625,000.00
Yes
$0.00
No
2011-05-17
D/A
$2,625,000.00
Yes
$0.00
No
2011-05-03
D/A
$2,625,000.00
Yes
$0.00
No
2011-04-12
D/A
$2,625,000.00
Yes
$0.00
No
2011-03-23
D/A
$2,625,000.00
Yes
$0.00
No
2011-01-21
D/A
$2,625,000.00
Yes
$0.00
No
2010-11-17
D/A
$2,625,000.00
Yes
$0.00
No
2010-09-28
D/A
$2,625,000.00
Yes
$0.00
No
2010-09-03
D/A
$2,625,000.00
Yes
$0.00
No
2010-08-24
D/A
$2,625,000.00
Yes
$0.00
No
2010-07-01
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-18
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-14
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-03
D/A
$2,625,000.00
Yes
$0.00
No
2010-05-19
D/A
$2,625,000.00
Yes
$0.00
No
2010-04-28
D/A
$2,625,000.00
Yes
$0.00
No
2010-04-07
D/A
$2,625,000.00
Yes
$0.00
No
2010-03-19
D/A
$2,625,000.00
Yes
$0.00
No
2010-02-26
D/A
$2,625,000.00
Yes
$0.00
No
2010-02-11
D/A
$2,625,000.00
Yes
$0.00
No