Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

INVESTMENT PLANNERS, INC.
18557
PATRICK JAMES CAROLAN
1975991
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-04-19
D/A
$0.00
No
$0.00
No
BOTH SALES RELATIONSHIPS ARE FAIRLY NEW AND THE OPPORTUNITY FUND IS NOT THEIR PRIMARY FOCUS.
2020-01-28
D/A
$0.00
No
$0.00
No
BOTH SALES RELATIONSHIPS ARE FAIRLY NEW AND THE OPPORTUNITY FUND IS NOT THEIR PRIMARY FOCUS.