Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
GARDEN STATE SECURITIES, INC.
10083
ERNEST PELLEGRINO
1953198
GARDEN STATE SECURITIES, INC.
10083
ERNEST G. PELLEGRINO
1953198
ERNEST PELLEGRINO
1953198
GARDEN STATE SECURITIES, INC.
10083
GARDEN STATE SECURITIES
10083
ERNEST G. PELLEGRINO
1953198
ERNEST PELLEGRINO
1953198
GARDEN STATE SECURITIES INC.
10083
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$125,043.00
No
$0.00
No
IN ADDITION TO CASH COMMISSIONS, THE WARRANT AGENT ALSO RECEIVED 400,014 WARRANTS TO PURCHASE COMMON STOCK AT $.25 PER SHARE.
D
$648,860.00
No
$0.00
No
REFLECTS FEES TO PLACEMENT AGENTS/BROKER DEALERS FOR INITIAL CLOSING. ADDITIONAL SALES COMMISSIONS OF 10% OF THE GROSS PROCEEDS WILL BE PAID ON THE SALE OF ANY ADDITIONAL SECURITIES IN THE OFFERING THAT MAY BE SOLD FROM TIME TO TIME.
D
$13,653.00
No
$0.00
No
PLACEMENT AGENT AND ITS DESIGNEES ALSO RECEIVED WARRANTS TO PURCHASE UP TO 423,253 SHARES OF COMMON STOCK, OR 8% OF THE WARRANTS ISSUED UNDER THE OFFERING, EXERCISE PRICE OF SERIES A, B, AND C WARRANTS: $0.20, $0.25, AND $0.25, RESPECTIVELY, AND 5 YR TERM
D
$375,000.00
Yes
$0.00
No
THIS AMOUNT REPRESENTS THE MAXIMUM SALES COMMISSIONS PAYABLE ASSUMING THE ENTIRE OFFERING IS SOLD THROUGH THE EFFORTS OF SELLING AGENT.
