Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
35545
CHRIS CLARK
1952666
ADVANCED EQUITIES INC.
35545
CHRIS CLARK
1952666
ADVANCED EQUITIES, INC.
35545
CHRIS CLARK
1952666
PAULSON INVESTMENT COMPANY, INC.
5670
STEVEN CHRIS CLARK
1952666
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-07-17
D/A
$566,037.00
Yes
$0.00
No
THIS ESTIMATE ASSUMES THAT BROKERS PLACE $10,000,000 OF INVESTMENTS IN THE LIMITED LIABILITY COMPANY.
2013-05-31
D
$566,037.00
Yes
$0.00
No
THIS ESTIMATE ASSUMES THAT BROKERS PLACE $10,000,000 OF INVESTMENTS IN THE LIMITED LIABILITY COMPANY. NO SALES COMMISSIONS HAVE BEEN PAID TO DATE.
2012-04-27
D/A
$631,267.00
No
$0.00
No
2012-01-06
D/A
$1,258,355.00
No
$0.00
No
2011-12-30
D/A
$293,403.00
No
$0.00
No
2011-12-23
D/A
$279,507.00
No
$0.00
No
2011-12-05
D/A
$1,042,681.00
No
$0.00
No
2011-11-29
D/A
$260,227.00
No
$0.00
No
2011-11-29
D/A
$1,034,505.00
No
$0.00
No
2011-11-29
D/A
$53,898.00
No
$0.00
No
2011-11-21
D/A
$248,312.00
No
$0.00
No
2011-11-04
D/A
$217,265.00
No
$0.00
No
2011-10-31
D/A
$205,057.00
No
$0.00
No
2011-10-31
D/A
$873,890.00
No
$0.00
No
2011-10-21
D/A
$602,991.00
No
$0.00
No
2011-10-17
D/A
$544,463.00
No
$0.00
No
2011-09-30
D/A
$48,232.00
No
$0.00
No
2011-09-26
D/A
$48,232.00
No
$0.00
No
2011-09-16
D/A
$418,537.00
No
$0.00
No
2011-08-22
D/A
$220,910.00
No
$0.00
No
2011-08-03
D/A
$115,835.00
No
$0.00
No
2011-08-01
D/A
$162,546.00
No
$0.00
No
2011-07-12
D/A
$152,432.00
No
$0.00
No
2011-07-07
D/A
$101,838.00
No
$0.00
No
2011-07-07
D/A
$152,432.00
No
$0.00
No
2011-06-24
D/A
$135,028.00
No
$0.00
No
2011-05-31
D
$74,397.00
No
$0.00
No
2011-05-31
D/A
$75,605.00
No
$0.00
No
2011-04-19
D/A
$59,617.00
No
$0.00
No
2011-04-19
D/A
$222,842.00
No
$0.00
No
2011-04-12
D
$172,876.00
No
$0.00
No
2011-03-16
D/A
$769,889.00
No
$0.00
No
2011-03-16
D/A
$214,339.00
No
$0.00
No
2011-03-07
D/A
$728,681.00
No
$0.00
No
2011-03-07
D/A
$183,264.00
No
$0.00
No
2011-03-07
D
$2,315.00
No
$0.00
No
2011-02-28
D
$18,560.00
No
$0.00
No
2011-02-17
D/A
$512,660.00
No
$0.00
No
2011-02-14
D/A
$123,660.00
No
$0.00
No
2011-02-07
D/A
$374,207.00
No
$0.00
No
2011-02-07
D/A
$68,343.00
No
$0.00
No
2011-01-31
D
$26,405.00
No
$0.00
No
2011-01-26
D
$102,028.00
No
$0.00
No
2011-01-25
D/A
$1,026,016.00
No
$0.00
No
2010-12-27
D/A
$318,522.00
No
$0.00
No
2010-12-27
D/A
$601,536.00
No
$0.00
No
2010-12-13
D/A
$208,482.00
No
$0.00
No