Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
13594
PATRICK HUGHES
1938860
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-07-07
D/A
$527,369.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2014-06-04
D/A
$368,428.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2014-06-04
D/A
$331,841.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2014-06-04
D/A
$527,369.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2014-04-23
D/A
$325,841.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2014-04-23
D/A
$526,019.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2014-04-23
D/A
$352,258.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2014-03-24
D/A
$325,841.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2014-03-24
D/A
$526,019.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2014-03-24
D/A
$352,258.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2014-02-14
D/A
$325,841.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2014-02-14
D/A
$352,258.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2014-01-08
D/A
$340,120.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2014-01-08
D/A
$519,757.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2013-12-20
D/A
$340,120.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2013-11-26
D/A
$519,757.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2013-11-18
D/A
$340,120.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2013-11-18
D/A
$320,241.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2013-09-20
D/A
$496,913.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2013-08-15
D/A
$496,913.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2013-06-20
D/A
$468,135.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2013-03-08
D/A
$444,154.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.
2013-02-22
D/A
$444,154.00
Yes
$0.00
Yes
WHEN APPLICABLE, COMMISSION IS 20% OF APPLICABLE MANAGEMENT FEE IN YEAR 1 OF INVESTMENT AND 10% OF APPLICABLE MANAGEMENT FEE IN YEAR 2 OF INVESTMENT.