Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DAVID KARANDOS
1934119
KRIS THENO
NONE
DINOSAUR SECURITIES
104446
DAVID KARANDOS
1934119
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-01-13
D/A
$3,300,000.00
Yes
$0.00
No
AMOUNT INCLUDES 7% SALES COMMISSION AND 3% DEALER MANAGER FEE.
2016-11-18
D/A
$3,300,000.00
Yes
$0.00
No
AMOUNT INCLUDES 7% SALES COMMISSION AND 3% DEALER MANAGER FEE.
2016-11-04
D/A
$3,300,000.00
Yes
$0.00
No
AMOUNT INCLUDES 7% SALES COMMISSION AND 3% DEALER MANAGER FEE.
2016-10-21
D/A
$3,300,000.00
Yes
$0.00
No
AMOUNT INCLUDES 7% SALES COMMISSION AND 3% DEALER MANAGER FEE.
2016-09-23
D/A
$3,300,000.00
Yes
$0.00
No
AMOUNT INCLUDES 7% SALES COMMISSION AND 3% DEALER MANAGER FEE.
2016-09-09
D/A
$3,300,000.00
Yes
$0.00
No
AMOUNT INCLUDES 7% SALES COMMISSION AND 3% DEALER MANAGER FEE.
2016-08-29
D/A
$3,300,000.00
Yes
$0.00
No
AMOUNT INCLUDES 7% SALES COMMISSION AND 3% DEALER MANAGER FEE.
2014-04-25
D/A
$500,000.00
Yes
$0.00
No