Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BRIAN MARCUS HERMAN
1927274
VIEWTRADE SECURITIES, INC.
46987
BRIAN HERMAN
1927274
VIEWTRADE SECURITIES, INC.
46987
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-01-24
D/A
$183,506.00
Yes
$0.00
No
SALES COMMISSIONS EQUAL TO:(I)8% OF GROSS PROCEEDS RECEIVED BY THE ISSUER IN THE OFFERING AND (II) WARRANTS ISSUED BY THE COMPANY TO BE ACQUIRED EQUAL TO 10% OF THE NUMBER OF SHARES OF COMMON STOCK AND WARRANT SHARES ALLOCATED TO INVESTORS IN THE OFFERING
2012-01-04
D/A
$92,306.00
Yes
$0.00
No
SALES COMMISSIONS EQUAL TO:(I)8% OF GROSS PROCEEDS RECEIVED BY THE ISSUER IN THE OFFERING AND (II) WARRANTS ISSUED BY THE COMPANY TO BE ACQUIRED EQUAL TO 10% OF THE NUMBER OF SHARES OF COMMON STOCK AND WARRANT SHARES ALLOCATED TO INVESTORS IN THE OFFERING
2011-12-23
D/A
$62,406.00
Yes
$0.00
No
SALES COMMISSIONS EQUAL TO:(I)8% OF GROSS PROCEEDS RECEIVED BY THE ISSUER IN THE OFFERING AND (II) WARRANTS ISSUED BY THE COMPANY TO BE ACQUIRED EQUAL TO 10% OF THE NUMBER OF SHARES OF COMMON STOCK AND WARRANT SHARES ALLOCATED TO INVESTORS IN THE OFFERING
2010-01-11
D
$80,000.00
No
$0.00
No