Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CLARK SECURITIES INC.
43083
KEVIN BALLOU
1895717
CLARK SECURITIES
43803
KEVIN BALLOU
1895717
CLARK SECURITITES, INC.
43803
KEVIN BALLOU
1895717
CLARK SECURITIES, INC.
43803
KEVIN BALLOU
1895717
CLARK SECURITIES, INC.
43803
KEVIN BALLOU
1895717
CLARK SECURITIES, INC.
43803
KEVIN BALLOU
1895717
CLARK SECURITITES, INC.
43803
KEVIN BALLOU
1895717
VALMARK SECURITIES, INC.
31243
KEVIN BALLOU
1895717
CLARK SECURITIES, INC.
43803
KEVIN BALLOU
1895717
CLARK SECURITIES, INC.
43803
KEVIN BALLOU
1895717
CLARK-BARDES SECURITIES, INC.
29094
KEVIN BALLOU
1895717
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-09-26
D/A
$6,039,239.00
No
$0.00
No
2024-09-27
D/A
$5,740,574.00
No
$0.00
No
2023-09-27
D/A
$5,427,661.00
No
$0.00
No
2017-12-21
D/A
$143,581.00
No
$0.00
No
2017-11-22
D/A
$292,568.00
No
$0.00
No
2017-11-22
D/A
$981,680.00
No
$0.00
No
2017-06-22
D
$208,467.00
No
$0.00
No
2017-06-16
D/A
$352,387.00
No
$0.00
No
2017-06-16
D/A
$180,051.00
No
$0.00
No
2017-03-31
D/A
$282,608.00
No
$0.00
No
2017-03-28
D/A
$465,213.00
No
$0.00
No
2016-12-07
D/A
$119,499.00
No
$0.00
No
2016-11-16
D/A
$969,137.00
No
$0.00
No
2016-11-16
D/A
$288,320.00
No
$0.00
No
2016-05-24
D/A
$185,892.00
No
$0.00
No
2016-04-28
D/A
$345,819.00
No
$0.00
No
2016-04-28
D/A
$345,819.00
No
$0.00
No
2016-04-28
D/A
$176,621.00
No
$0.00
No
2016-03-11
D/A
$409,305.00
No
$0.00
No
2016-01-11
D/A
$279,382.00
No
$0.00
No
2016-01-08
D/A
$684,834.00
No
$0.00
No
2015-12-11
D/A
$100,482.00
No
$0.00
No
2015-11-30
D/A
$269,503.00
No
$0.00
No
2015-11-24
D/A
$912,254.00
No
$0.00
No
2015-05-14
D/A
$163,670.00
No
$0.00
No
2015-04-16
D/A
$339,683.00
No
$0.00
No
2015-04-16
D/A
$173,421.00
No
$0.00
No
2015-03-18
D/A
$403,445.00
No
$0.00
No
2015-01-14
D/A
$684,372.00
No
$0.00
No
2015-01-14
D/A
$276,199.00
No
$0.00
No
2014-11-18
D/A
$85,780.00
No
$0.00
No
2014-11-03
D/A
$264,752.00
No
$0.00
No
2014-11-03
D/A
$898,251.00
No
$0.00
No
2014-06-23
D/A
$141,972.00
No
$0.00
No
2014-06-23
D/A
$141,972.00
No
$0.00
No
2014-05-06
D/A
$170,191.00
No
$0.00
No
2014-05-06
D/A
$330,486.00
No
$0.00
No
2014-01-29
D/A
$302,290.00
No
$0.00
No
2014-01-13
D/A
$273,109.00
No
$0.00
No
2013-12-30
D/A
$168,645.00
No
$0.00
No
2013-12-30
D/A
$273,109.00
No
$0.00
No
2013-12-30
D/A
$683,923.00
No
$0.00
No
2013-12-30
D/A
$330,519.00
No
$0.00
No
2013-11-25
D/A
$72,980.00
No
$0.00
No
2013-11-22
D/A
$883,626.00
No
$0.00
No
2013-11-22
D/A
$260,025.00
No
$0.00
No
2013-08-26
D/A
$9,182.00
No
$0.00
No
2013-08-26
D/A
$111,704.00
No
$0.00
No
2013-08-26
D/A
$2,018,544.00
No
$0.00
No
2013-07-15
D/A
$79,243.00
No
$0.00
No
2013-02-14
D/A
$1,432,004.00
No
$0.00
No
2013-02-14
D/A
$50,000.00
No
$0.00
No
2013-01-28
D/A
$1,270,386.00
No
$0.00
No
2012-08-24
D/A
$3,530,874.00
No
$0.00
No
2012-08-24
D/A
$525,291.00
No
$0.00
No
2012-07-06
D/A
$79,243.00
No
$0.00
No
2012-03-30
D/A
$1,270,008.00
No
$0.00
No
2012-02-21
D/A
$1,427,541.00
No
$0.00
No
2012-02-21
D/A
$50,000.00
No
$0.00
No
2011-08-29
D/A
$3,530,874.00
No
$0.00
No
2011-08-29
D/A
$422,875.00
No
$0.00
No
2011-07-14
D/A
$79,243.00
No
$0.00
No
2011-01-31
D/A
$1,270,008.00
No
$0.00
No
2010-11-22
D/A
$1,427,541.00
No
$0.00
No
2010-11-22
D/A
$50,000.00
No
$0.00
No
2010-07-22
D/A
$3,530,874.00
No
$0.00
No
2010-07-22
D/A
$320,360.00
No
$0.00
No
2010-06-14
D/A
$59,328.00
No
$0.00
No