Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NEWBRIDGE SECURITIES CORPORATION
104065
DANIEL MORALES
1888522
Companies
Company Name
SERVICE FINANCE FUNDING III, LLC
People
Name
MARK ELLIOT BERCH
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-04-18
D/A
$520,320.00
No
$65,040.00
No
2011-04-14
D/A
$508,320.00
No
$63,540.00
No
2011-04-07
D/A
$484,320.00
No
$60,540.00
No
2011-04-04
D/A
$400,320.00
No
$50.00
No
2011-04-01
D/A
$379,520.00
No
$47,440.00
No
2011-03-28
D/A
$376,720.00
No
$47,090.00
No
2011-03-23
D/A
$374,720.00
No
$46,840.00
No
2011-03-22
D/A
$370,720.00
No
$46,340.00
No
2011-03-17
D/A
$357,520.00
No
$44,690.00
No
2011-03-16
D
$355,520.00
No
$44,440.00
No
2011-03-10
D/A
$351,520.00
No
$43,940.00
No
2011-03-03
D
$338,960.00
No
$42,370.00
No
2011-02-25
D/A
$325,360.00
No
$40,670.00
No
2011-02-23
D/A
$321,360.00
No
$40,170.00
No
2011-02-17
D/A
$309,360.00
No
$38,670.00
No
2011-02-07
D/A
$301,360.00
No
$37,670.00
No
2011-01-28
D/A
$293,360.00
No
$36,670.00
No
2011-01-27
D/A
$291,360.00
No
$36,420.00
No
2011-01-21
D/A
$275,200.00
No
$34,400.00
No
2011-01-13
D/A
$233,200.00
No
$29,150.00
No
2011-01-12
D/A
$231,200.00
No
$28,900.00
No
2011-01-05
D/A
$191,200.00
No
$23,900.00
No
2010-12-30
D/A
$189,200.00
No
$23,650.00
No
2010-12-28
D/A
$181,200.00
No
$22,650.00
No