Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
FIRST ALLIED SECURITIES INC.
32444
LYNN SMERALDO
1884870
INVESTACORP, INC.
7684
LYNN SMERALDO
1884870
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$4,776,196.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $663,311 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.
