Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DAVID T. BUCKWALD
1883251
M HOLDINGS SECURITIES, INC
43285
DAVID T. BUCKWALD
1883251
M FINANCIAL SECURITIES MARKETING, INC.
139304
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-06-23
D/A
$121.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2019-06-03
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.