Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

LINCOLN FINANCIAL
3978
RICHARD MARTIN
1859819
LINCOLN FINANCIAL ADVISORS CORPORATION
3978
RICHARD MARTIN
1859819
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-12-07
D/A
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - UP TO 7%; DUE DILIGENCE FEE - 0.5%; MARKETING EXPENSE FEE - 0.5%. 2% OF FEES AND COMMISSIONS WILL BE PAID BY SPONSOR.
2017-12-01
D/A
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - UP TO 7%; DUE DILIGENCE FEE - 0.5%; MARKETING EXPENSE FEE - 0.5%. 2% OF FEES AND COMMISSIONS WILL BE PAID BY SPONSOR.
2017-09-13
D/A
$254,268.00
No
$0.00
No
2016-09-09
D/A
$213,772.00
No
$0.00
No
2015-09-16
D/A
$170,827.00
No
$0.00
No
2014-09-15
D/A
$134,462.00
No
$0.00
No
2013-11-21
D
$133,767.00
No
$0.00
No