Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PATRICK T. NORTON
18541743
M HOLDINGS SECURITIES, INC
43285
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-08-06
D/A
$191,378.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER. AXCELUS FINANCIAL ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2019-04-16
D/A
$49,823.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.