Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

JESUP + LAMONT SECURITIES CORP.
39056
SCOTT A. KEMPS
1849069
SCOTT KEMPS
1849069
GREAT POINT CAPITAL LLC
114203
SCOTT KEMPS
1849069
GREAT POINT CAPITAL LLC
114203
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-09-01
D
$4,875.00
No
$0.00
No
2021-07-28
D
$16,000.00
Yes
$0.00
No
2021-01-14
D
$220,000.00
Yes
$0.00
No
2020-10-20
D
$20,000.00
Yes
$0.00
No
2020-10-20
D/A
$80,000.00
Yes
$0.00
No
2020-10-20
D
$80,000.00
Yes
$0.00
No
2020-08-14
D
$2,000.00
Yes
$0.00
No
2020-07-14
D/A
$1,160,000.00
Yes
$0.00
No
2020-07-10
D
$1,160,000.00
Yes
$0.00
No
2019-10-16
D
$12,000.00
Yes
$0.00
No
2019-04-05
D
$26,000.00
Yes
$0.00
No
2010-01-04
D/A
$1,323,000.00
Yes
$0.00
No
2009-10-26
D/A
$1,323,000.00
Yes
$0.00
No