Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
RIM SECURITIES LLC
18466
RIM SECURITIES LLC
18466
GARRETT R. D-ALESSANDRO
1910929
RIM SECURITIES LLC
18466
RIM SECURITIES LLC
18466
RIM SECURITIES LLC
18466
RIM SECURITIES LLC
18466
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-05-14
D/A
$0.00
No
$0.00
No
2020-05-14
D/A
$0.00
No
$0.00
No
2019-05-13
D/A
$0.00
No
$0.00
No
2019-05-13
D/A
$0.00
No
$0.00
No
2018-05-16
D/A
$0.00
No
$0.00
No
2018-05-16
D/A
$0.00
No
$0.00
No
2017-08-02
D/A
$0.00
No
$0.00
No
2017-08-02
D/A
$0.00
No
$0.00
No
2016-06-06
D/A
$0.00
No
$0.00
No
2016-06-06
D/A
$0.00
No
$0.00
No
2016-06-03
D/A
$0.00
No
$0.00
No
2015-05-12
D/A
$0.00
No
$0.00
No
2015-05-12
D/A
$0.00
No
$0.00
No
2015-05-12
D/A
$0.00
No
$0.00
No
2014-07-15
D/A
$0.00
No
$0.00
No
2014-04-29
D/A
$0.00
No
$0.00
No
2014-04-29
D/A
$0.00
No
$0.00
No
2013-07-11
D/A
$0.00
No
$0.00
No
2012-06-15
D/A
$0.00
No
$0.00
No
2011-06-16
D/A
$0.00
No
$0.00
No
2010-06-07
D/A
$0.00
No
$0.00
No
2010-02-23
D/A
$0.00
No
$0.00
No
ALTHOUGH THE OFFERING MEMORANDUM ALLOWS FOR A FINDERS FEE OR COMMISSION NO FINDERS FEE OR COMMISSION WILL BE CHARGED TO INVESTORS.
2009-05-08
D
$0.00
No
$0.00
No