Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
FIRST MANHATTAN CO
1845
N/A
NONE
NONE
NONE
FIRST MANHATTAN CO
1845
NONE
NONE
FIRST MANHATTAN SECURITIES LLC
1845
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
D/A
$0.00
No
$0.00
No
PORTFOLIO MANAGERS FOR SEPARATE ACCOUNTS INVESTED IN THE FUND RECEIVE COMPENSATION FOR AMOUNTS INVESTED IN THE FUND BUT DO NOT SEPARATELY RECEIVE A PORTFOLIO MANAGEMENT FEE AT AN ACCOUNT LEVEL.
