Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FOX FINANCIAL MANAGEMENT CORPORATION
134277
HARRY WINTERS
1844323
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-11-03
D
$73,133.00
Yes
$0.00
No
2010-10-13
D
$288,000.00
Yes
$0.00
No
ASSUMING MAXIMUM AMOUNT SOLD
2010-10-12
D
$288,000.00
Yes
$0.00
No
2010-09-10
D
$2,880,000.00
No
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT SOLD
2010-08-27
D
$151,200.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT SOLD
2009-08-18
D
$150,000.00
Yes
$0.00
No
PROVIDED MAXIMUM AMOUNT SOLD
2009-05-27
D
$236,779.00
No
$0.00
No
2009-03-10
D/A
$491,520.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT SOLD
2009-02-09
D
$491,520.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT SOLD