Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FSC SECURITIES CORPORATION
7461
MARC J. SPIEGEL
1842622
FSC SECURITIES CORPORATION
7461
MARC SPIEGEL
1842622
MARC SPIEGEL
1842622
FSC SECURITIES CORPORATION
7461
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-11-01
D/A
$4,263,070.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-10-24
D/A
$4,263,070.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-10-06
D/A
$4,263,070.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2017-09-26
D/A
$4,263,070.00
Yes
$0.00
No
2016-01-15
D/A
$3,836,725.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
2009-06-26
D/A
$150,315.00
Yes
$0.00
Yes
CALCULATED ON THE OFFERING AMOUNT OF $1,822,000.