Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CALTON AND ASSOCIATES, INC.
20999
PHILLIP D. KING
1839137
CALTON + ASSOCIATES, INC.
20999
PHILIP D. KING
1839137
CALTON + ASSOCIATES
20999
PHILLIP KING
1839137
CALTON + ASSOCIATES, INC
20999
PHILLIP D. KING
1839137
CALTON + ASSOCIATES, INC.
20999
PHILLIP KING
1839137
CALTON + ASSOCIATES, INC.
20999
PHILLIP D. KING
1839137
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-01-24
D/A
$1,176,905.00
No
$0.00
No
2014-01-23
D/A
$2,485,959.00
No
$0.00
No
2013-01-24
D/A
$10,250,000.00
No
$0.00
No
ASSUMES TOTAL OFFERING AMOUNT IS SOLD. SALES COMMISSIONS WILL BE PAID BY MANAGING GENERAL PARTNER AND NOT FROM SUBSCRIPTIONS.
2011-01-07
D/A
$892,710.00
Yes
$0.00
Yes
2010-07-21
D/A
$1,500,000.00
Yes
$0.00
No
2010-01-29
D/A
$2,975,000.00
Yes
$0.00
No
2009-08-04
D/A
$2,975,000.00
Yes
$0.00
No
2009-04-03
D/A
$2,975,000.00
No
$0.00
No