Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
STUART HOSHIDE
1838860
FIRST ALLIED SECURITIES INC.
32444
STUART HOSHIDE
1838860
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-11-07
D/A
$1,870,334.00
No
$0.00
No
2012-06-28
D
$162,661.00
No
$0.00
No
2011-05-10
D/A
$874,286.00
No
$0.00
No
2011-05-03
D
$592,569.00
No
$0.00
No
2011-01-25
D/A
$1,026,016.00
No
$0.00
No
2010-06-14
D/A
$574,658.00
No
$0.00
No
2010-06-09
D/A
$249,605.00
No
$0.00
No
2010-06-08
D/A
$552,739.00
No
$0.00
No
2010-05-27
D/A
$169,709.00
No
$0.00
No
2010-05-21
D
$264,937.00
No
$0.00
No
2010-05-20
D
$129,016.00
No
$0.00
No
2010-03-16
D/A
$1,432,329.00
Yes
$0.00
No
2010-03-04
D/A
$1,334,908.00
Yes
$0.00
No
2010-03-02
D/A
$37,612.00
No
$0.00
No
2010-02-19
D/A
$948,147.00
Yes
$0.00
No
2010-01-21
D/A
$184,332.00
No
$0.00
No
2010-01-14
D/A
$736,776.00
Yes
$0.00
No
2009-12-21
D/A
$557,508.00
Yes
$0.00
No
2009-11-16
D/A
$413,496.00
Yes
$0.00
No
2009-08-04
D/A
$257,651.00
Yes
$0.00
No
2009-08-04
D/A
$902,008.00
Yes
$0.00
No
2009-08-04
D/A
$546,110.00
Yes
$0.00
No
2009-08-03
D/A
$417,405.00
Yes
$0.00
No
2009-07-22
D/A
$366,576.00
Yes
$0.00
No
2009-07-08
D
$224,443.00
Yes
$0.00
No