Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WOODLANDS SECURITIES CORPORATION
22373
DAVID VAUGHAN
1832513
WOODLANDS SECURITIES CORPORATION
22373
DAVID VAUGHAN
1832513
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-10-08
D/A
$136,940.00
Yes
$0.00
No
ESTIMATED ANNUAL COMMISSION AMOUNT OVER TERM OF NOTES
2013-09-06
D/A
$136,940.00
Yes
$0.00
No
ESTIMATED ANNUAL COMMISSION AMOUNT OVER TERM OF NOTES
2013-05-10
D/A
$90,000.00
No
$0.00
No
2013-04-12
D
$90,000.00
Yes
$0.00
No
2010-03-24
D/A
$400,000.00
Yes
$0.00
No
2% ANNUAL COMMISSION PAYED FOR 3-YEAR NOTE ON APPROXIMATELY $6.7MM
2009-11-02
D/A
$125,000.00
Yes
$0.00
No
2009-09-25
D
$90,000.00
Yes
$0.00
No