Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

RAMIN NEZAFATIAZAR
1817973
COLORADO FINANCIAL SERVICE CORPORATION
104343
COLORADO FINANCIAL SERVICE CORPORATION
104343
RAMIN J. NEZAFATIAZAR
1817973
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$119,500.00
Yes
$0.00
No
10% CASH COMMISSION AND 239,000 WARRANTS AT $.50 AND 79,667 WARRANTS AT $.01, WITH COMMON STOCK UNDERLYING, HAVE BEEN ISSUED.
D/A
$167,350.00
Yes
$0.00
No
$167350 CASH COMMISSION; 37,467 SERIES A PREFERRED SHARES (ISSUABLE AT FINAL CLOSING); 203,417 WARRANTS TO PURCHASE SERIES A PREFERRED STOCK AT $0.75 EACH AND COMMON STOCK ISSUABLE UPON CONVERSION THEREOF.